Compliance Core

Training Guide

• Managing Content
• Managing Advisors
• Account & Settings

Account Administration

• How do I Access An Advisor’s Website Archives?
• How Do I Download an Advisor Chat Log?
• How do I create an account as a broker-dealer on Providence?
• How Do I Add, Manage, and Delete Compliance Officers?
• Adding Broker Check to Connected Advisor Accounts

Reviewing Websites

• How Do I Review Advisor’s Website Updates & Changes?
• Additional Providence FAQs
• How Do I Send a Direct Message to an Advisor (Communicating with Advisors In-App
• How Do I Approve an Advisor’s Website Changes?
• How Do I Assign an Advisor to a Compliance Officer?